INITIAL/CONTINUING/PROBATION
PROTOCOL
State
Program Approval and NCATE Unit Accreditation
for Professional Education Units in the State of Nebraska
In September 1994, NCATE's
State Partnership Board entered into a partnership agreement with the State of
Nebraska Department of Public Instruction to work jointly with NCATE to conduct
state program approval and national unit accreditation. The state's partnership agreement must be
renewed in 2006. The following
conditions are in effect as of October 1, 2001.
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NCATE Requirements |
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State Requirements, Initial
and Continuing |
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Dates of Visit: |
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The unit is asked to submit its
preferred visit dates to NCATE at least 1 year prior to the scheduled on-site
visit review. Institutions in
partnership states must have the date approved by the state agency prior to
submitting its request to NCATE.
Institutions are visited every 5
years. Institutions with probation,
conditional, or provisional visits will be visited within 2 years of the
UAB’s decision.
Visits are scheduled
from Saturday afternoon through Wednesday noon except in special
circumstances. |
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The state approval cycle
and the NCATE accreditation cycle are the same. The institutions must notify the Nebraska Department of
Education (NDE) Teacher Education Section (TES) with a Letter of Intent to
seek NCATE/State approval at least two years prior to the end of the state
approval cycle. |
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Timelines: |
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For the 5 year continuing visit, formation is
sent by NCATE to the institution two years prior to the visit.
For probation, conditional, or provisional
visits information is sent by NCATE soon after the UAB’s decision.
For
initial visits, information is sent by NCATE to institutions upon request. |
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NCATE timelines will be
honored by NDE in NCATE institutions.
The TES must approve the dates of the visit before they are submitted
to NCATE. |
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Preconditions: (Initial Only) |
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For initial
visits, the institution responds to preconditions found on the NCATE website.
The preconditions report must be
submitted to the NCATE office at least eighteen months prior to the onsite
visit.
Institutions on
Probation, Accredited with Conditions, or Provisional Accreditation do not
need to submit a new preconditions report, however, the institution must
maintain the preconditions for continued NCATE accreditation. |
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There are no state
preconditions required as Nebraska has a program reviews optional
partnership. |
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Program Review documents: (Program review Optional) |
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NCATE coordinates program reviews by
specialized professional associations (SPAs) with program standards that have
been approved by the Specialty Areas Studies Board. An institution may choose
to seek a SPA review of one or more of its programs. Institutions seeking initial accreditation
submit program reports eighteen months prior to the NCATE visit. Institutions with Spring visits must
submit by February 1 and those with Fall visits by September 15.
Two years before the continuing visit,
NCATE sends the unit a "Status of Programs" report that indicates
the program report documents that may be submitted. Program reports are due on February 1 or September 15,
approximately one year before the visit.
For specific information
on the preparation of program reports visit the NCATE website at www.ncate.org. |
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At the beginning of the
academic year in which the on-site visit will be held, the institution must
update its filed program with the Nebraska Department of Education by
submitting new and revised unit descriptions and program standards forms to
the Teacher Education Section and all members of the visiting team. The institution may not, however, change
the Application for Approval (NDE 20-004) which provided the basis for
institutional approval for the current academic year. |
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Unit Standards:
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NCATE standards apply to
the professional education unit. |
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NCATE standards apply to
the professional education unit. The institution must also meet the Rule 20
State Program Approval Standards and meet the Rule 24 program standards. These program standards are based on the
standards of specialized professional associations where appropriate.
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Institutional Report |
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For initial and
continuing visits, the institution prepares the required institutional report
as outlined in NCATE Handbooks for Accreditation Visits.
The institution sends
one copy of the institutional report and undergraduate and graduate (if
applicable) catalogs to each BOE member, state team members, state
consultants, and NEA and AFT observers; and two copies to NCATE. The state may require an addendum. See the state requirements for information
related to a state addendum to institutional reports.
The institutional report is submitted to NCATE 60 days prior to the on-site visit. |
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The institution sends
one copy of the institutional report and college catalogs to each member of
the state visiting team. Two copies
are sent to the NCATE office. |
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Evidence/Electronic Exhibit Rooms: |
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Electronic exhibit rooms
are encouraged. NCATE’s electronic exhibit room guidelines can be accessed at
www.ncate.org. Performance-based evidence that demonstrates what candidates
know and are able to do must be included in the exhibit room. Examples of assessments include
reflections, observations, teaching demonstrations, analytic work, student
projects, tests, and other forms of evaluative information demonstrating
proficiency. The NCATE Handbooks for
Accreditation Visits provide additional information regarding assessments of
candidate performance. |
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Previsit: |
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The NCATE chair meets
with the state co-chair, consultants from the state education agency, and the
institution's unit head and/or designee to plan for the visit. This previsit occurs at the institution
within 60 days of the visit.The institution sends the team co-chairs copies
of the institution's report(s) before the previsit. (See NCATE Handbooks for
Accreditation Visits for details.) |
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The Director of the
Teacher Education Section and/or designee and the state's chair meet with the
NCATE chair and the institution's unit head and/or designees to plan the
joint NCATE/state visit.
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Team Members: (Joint) |
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A team is selected from
NCATE's Board of Examiners (BOE). The team includes representatives from
organizations of teacher educators, teachers, education specialists and/or
policy makers. Team assignments are
systematically made in order to ensure that conflicts of interest are
avoided.
For initial, continuing, and probation
visits, teams will include 3-6 BOE depending on several factors, including
the number of programs, number of candidates, size of the faculty, and degree
levels.
For conditional and
provisional visits teams will include 2-3 BOE members. |
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The state selects team
members from within the state to join the NCATE Board of Examiners team. The state team members participate in the
data collection and discussions of the team.
A separate state team will have previously completed program reviews
of the State’s unit and program standards and will provide that report to the
joint NCATE/state team for their consideration in development of the BOE report.
State representatives to
the joint team are selected by NDE from the membership of the Nebraska
Council on Teacher Education (NCTE).
The number of state representatives is equal to or one less than the
number of NCATE representatives.
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An NCATE BOE team member
is appointed co-chair. |
The state appoints a
state representative as co-chair of the team. The co-chair provides a report on the state team’s unit and
program standard reviews from the recently completed state team visit. |
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Team Expenses: |
The institution covers
all travel and maintenance expenses for the BOE team and the NCATE chair's
previsit. |
The NDE assumes all allowable financial obligations for food, lodging, and travel for the members of the state's visiting team including the state coordinator. | ||
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Team Training: |
BOE team members have
successfully completed an NCATE training session. |
The Director of the
Teacher Education Section and/or designee and state team representatives
receive training on NCATE's standards and procedures. This session is conducted jointly by NCATE
trained BOE members and NDE staff. |
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State Consultant: |
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NCATE invites the state
education agencies to appoint representatives. The representatives of the state agencies are referred to as
"state consultants" who advises the team on state requirements,
nomenclature, and special circumstances.
Consultant expenses are covered by the respective agency. The state consultants facilitate an
orientation to the state partnership at an early team meeting. |
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The Director of TES and/or designee serves as co-chair for the on-site visit. |
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Additional Team Participants: |
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NCATE invites the state affiliates of
the NEA and AFT to appoint observers for the on-site visit. The participants’
respective agencies are responsible for their travel and maintenance
expenses.
These observers can
assist the BOE team with the collection of data, interviews, and assist in
the editing of the team report.
However, they should not be assigned a primary writing assignment. |
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The state appoints additional members of
the Nebraska Council on Teacher Education or NDE staff members to serve as
state team members and assist the BOE team members |
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On-Site Visit: |
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The NCATE template for
on-site visits guides the conduct of the visit as outlined in the NCATE
Handbooks for Accreditation Visits and on the NCATE website at www.ncate.org.
For all types of visits,
the BOE on-site team members make recommendations as to whether the NCATE
unit standards are met at the initial and advanced levels.
An exit conference is
conducted before the team departs on Wednesday. It is conducted by the NCATE
chair, state chair, and
consultants
from the state agencies. The
institution is represented by the unit head and coordinator of the NCATE
review; the president and/or provost may also attend.
An exit conference is
conducted before the team departs on Wednesday. It is conducted by the NCATE
chair, state co-chair, and consultant from the state agency. The institution is represented by the unit
head and coordinator of the NCATE review; the president and or provost may
also attend. |
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The state chair provides
copies of the report on the recommendations that the state members of the
team made as a result of the state visit.
The chair conducts a
planning meeting with the co-chair, state team members and BOE team members
prior to the Sunday team meeting.
The state co-chair
completes the assistant chair’s checklist and returns it to the NCATE chair
for submission to NCATE.
An exit interview is
held following NCATE's guidelines. An
exit conference is conducted by the NCATE chair, the co-chair from the
Nebraska Department of Education, and the institution's unit head. |
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BOE Team Report: |
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The BOE team
report includes the Joint team’s findings for the unit standards for both the
initial and advanced preparation levels as appropriate. The BOE team chair mails a draft of the
report to the NCATE office and to all team members (including state
representatives) for review and editing. The chair incorporates suggestions
from team members, AFT/NEA observers, and NCATE staff, and sends the next
draft to the unit head to review for factual accuracy. The unit has
approximately five days to respond in writing.
After
receiving the unit's response and making appropriate changes if necessary,
the chair submits the final report to NCATE.
NCATE sends two copies of the report to
the institution and copies to the state agencies.
Provisional and
conditional visits include team findings related to the previously unmet
standard(s). |
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NCATE sends two copies
of the BOE team report to NDE
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Institutional Rejoinder: |
The institution submits
to NCATE seven copies of its rejoinder to the BOE report within 30 days after
receipt of the BOE Report. |
NCATE sends one copy of the institution’s rejoinder to NDE. | ||
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Annual Reports: |
Submission of the Annual Report is a requirement for all institutions that are accredited by NCATE or are candidates or precandidates for NCATE accreditation. Annual Reports are due October 1st and should be submitted electronically via the NCATE website at www.ncate.org. | The Office of Teacher Education and Certification forwards the recommendation to the Nebraska Council on Teacher Education for development of an approval recommendation on all state institutions in August of each year, after all institutions have submitted a statement of compliance. Institutions which have deficiencies in program standards (Rule 20 and Rule 24) that have not been resolved by April 1 of the following academic year will be recommended for approval on probation for one year. When an institution is recommended for probationary status, notification is provided to the institution and they are accorded all appeal rights according to state law. | ||
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Final Action Report: |
Within 30 days after
NCATE's Unit Accreditation Board takes action on the accreditation of the
institution, NCATE sends the chief executive officer and head of the
professional education unit a letter that indicates the official action.
Two copies of the action
report are mailed to the Nebraska Department of Education. |
Institutions
placed on probationary approval which fail to document appropriate remediation
of deficiencies to the Nebraska Council on Teacher Education during the
following academic year will be recommended to the State Board of Education
for non-approval at the end of that academic year, which normally occurs in
August. |
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Appeals Procedures: |
Institutions
may appeal any of the following Unit Accreditation Board decisions:
Provisional Accreditation, Denial of Accreditation, Accreditation with
Conditions, Revocation of Accreditation, and Probation. See NCATE’s website at www.ncate.org for specific policies and
procedures related to the appeals process. |
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Protocol Distribution: |
NCATE
will post the protocol on its website at www.ncate.org
and will make it available in hard copy upon request. States will distribute the protocol to all
institutions following the creation/renewal of a partnership or after either
party makes revisions. |
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NE Rev. October
23, 1995 NCATE Format Rev. 6/97 Revision 5/99 NCATE Rev 4/00 NCATE 10/01 |